SEC charges former executives of San Francisco Bay area company with accounting violations ow.ly/NIDW30rvjzN

SEC charges three individuals in digital asset fraud ow.ly/zm8430rva4K

SEC charges Vuuzle Media Corp. and affiliated individuals in connection with $14 million offering fraud ow.ly/Wu6q50DjZbu

SEC Charges Biotech Company and CEO With Fraud Concerning COVID-19 Blood Testing Device: sec.gov/news/press-rel…

SEC Charges Robinhood Financial With Misleading Customers About Revenue Sources and Failing to Satisfy Duty of Best Execution: sec.gov/news/press-rel…

General Electric Agrees to Pay $200 Million Penalty for Disclosure Violations: sec.gov/news/press-rel…

Global Securities Pricing Service to Pay $8 Million for Compliance Failures: sec.gov/news/press-rel…

SEC Orders BlueCrest to Pay $170 Million to Harmed Fund Investors: sec.gov/news/press-rel…

SEC Division of Enforcement Publishes Annual Report for Fiscal Year 2020 - ow.ly/NEiJ50C9oZf

Director Stephanie Avakian speaks about the Enforcement Division at the Institute for Law and Economics, University of Pennsylvania Carey Law School Virtual Program sec.gov/news/speech/av…

Enforcement Co-Director Steven Peikin to Depart;
SEC Actions Resulted in Return of Over $3 Billion to Harmed Investors During Peikin’s Three-Year Term ow.ly/hxci50ARFTk

SEC charges former Georgia state legislator with defrauding investors in Ponzi scheme ow.ly/z6X150AMLkh

SEC Charges Valic Financial Advisors with Failing to Disclose Payments to Promote Services to Florida Educators. ow.ly/auqe50AKay1

SEC Charges California Trader Engaged in Manipulative Trading Scheme Involving COVID-19 Claims sec.gov/news/press-rel…

Co-Director Steven Peikin speaks about Enforcement’s response to the ongoing COVID-19 crisis at the Securities Enforcement Forum West 2020. sec.gov/news/speech/ke…

SEC files first substantive fraud charges relating to the COVID-19 crisis. sec.gov/news/press-rel…

.SEC Enforcement Co-directors warn investors of new financial fraud opportunities created by #COVID19 and share what they're doing to help prevent them. ow.ly/Jpoz50zfWaF

The SEC is on the lookout for potential #COVID19 related scams. To prevent investor harm, the SEC has recently suspended trading in nine companies, including three yesterday. Click here to see all trading suspensions: sec.gov/litigation/sus…

SEC Philly Director Kelly Gibson will be joining AARP Maryland and US Attorney Maryland on a tele-town hall at noon on Apr 8 to help older Americans avoid scammers that try to take your money by preying on #COVID19 fears. Please share the call info with anyone that could be at risk.

Zoom Technologies (ticker ZOOM) is NOT the similarly-named popular video communications company. Today the SEC suspended trading in the securities of Zoom Technologies.
ow.ly/yPpg50yWr5u