.@JPMorgan is staring at a $100M fine to settle a third surveillance-related case.
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The new U.S. Department of Labor retirement advice rule drew its first expected legal challenge from an insurance trade group. See who is challenging the regulation and why. #regulations #lawsuits bit.ly/3Up4QYQ

For financial advisors or tax professionals working with the owners of closely held businesses, this Supreme Court case is a biggie. Here’s a look at the interesting planning questions at stake. #lifeinsurance #estatetaxes #financialadvisors bit.ly/4dqBv95

Orion’s Brian McLaughlin has spent years testing and launching AI tools, but the president of Orion Advisor Technology has a warning for financial advisors who want to use it in predictive ways. #technology #wealthmanagement #AI #Risk
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Fewer and fewer firms are reporting their advisor headcounts. Did the numbers ever mean much? #recruiting #financialplanning #advisors
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The final version of the U.S. Department of Labor retirement advice rule includes substantial cost-benefit analysis. For instance, Morningstar, Inc. estimates $87.5B in 10-year savings for investors. #regulations #financialadvisors #401k bit.ly/49YPU9E

For any financial advisors with tax expertise seeking pro bono work helping older and low-income taxpayers filing returns, the IRSnews has opened its grant proposal process. #probono #taxpros #IRS bit.ly/3JPxMnP

If frozen embryos have legal status, could embryos in Alabama conceivably claim death benefits on a life insurance contract? #insurance #alabama #estateplanning
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So you think you’ve made it by producing $1M a year for your firm. Here’s what you can expect to take home. #advisorpay #wealthmanagement #financialadvisors
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If approved channels aren’t being used much, it may indicate that other, shadier channels are in play, writes @Mirrorweb’s Harriet Christie. #compliance #brokerdealers #FINRA
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Stricter FINRA rules for expungement have led to a decline in advisor requests to have online records scrubbed, say industry lawyers. #litigation #advisors #financiaplanning
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Life didn’t get easier for $600K producers at wirehouse and regional advisory firms. We broke down the numbers. #advisorpay #wealthmanagement #financialadvisors
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Advisors who are generating $2 million a year really are in exclusive company. Here’s what they’ll make in base pay at various wirehouses and regional firms. #brokers #wealthmanagement #financialadvisors
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New questions on the CPA exam about personal financial planning could open more pathways into the tax and wealth fields and build on the growing ties between them. #professionaldevelopment #CPAs #CFPs bit.ly/3UdAokc

Big advisory firms continued to make things tougher in 2024 for $400K producers. But they could still find a haven at regionals. #brokers #wealthmanagement #advisors
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As financial advisors and tax professionals wait on a ruling in a Supreme Court case involving life insurance and estate valuations, these strategies could help avoid the issue entirely. #estateplanning #tax #financialplanning bit.ly/4dqBv95

The @IRS news gave new details on the degree that it will increase audits of large corporations, wealthy taxpayers and complex partnerships. Here’s what financial advisors need to know. #tax #IRS #financialplanning bit.ly/3UoihIt

Tech innovator Dani Fava talks about her new role at Carson Group and where AI is headed next. #technology #carsongroup #AI
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Forty-minute waits on the phone. Eight-month waits for benefits. Social Security’s customer service is a mess. Here’s how advisors can help retirees navigate it. #retirement #SocialSecurity
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.Citizens has its pedal to the floor with wealth management. Wealth unit head Tom Metzger’s plan is to recruit advisors working with high net worth clients. #recruiting #financialplanning #advisors
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